A Synthesis of Research on Reading
from the National Institute of Child Health
and Human Development
by Bonita Grossen
University of Oregon
November, 1997
Contents:
A Note About the NICHD Research Program
How the NICHD Research Program is Different
Developing a New Understanding of Reading
Difficulties
Research on Treatment for Reading Difficulties
Major Implications for Early Reading
Instruction
Other Important Research Questions
and Findings
Future Directions
References
A Note About the NICHD Research Program
The National Institute of Child Health and Development
(NICHD) educational research program, initiated in 1965,
began to focus more on reading difficulties as it became
clear how extensive the reading problem was in the general
population. The 1985 Health Research Extension Act resulted
in a new charge to the NICHD to improve the quality of reading
research by conducting long-term, prospective, longitudinal,
and multidisciplinary research. Reid Lyon led the new charge
by closely coordinating the work of over 100 researchers
in medicine, psychology, and education in approximately
14 different research centers. (Numbers vary from year to
year.)
A major problem with reading research in the past was
that findings often did not replicate. One researcher would
get one result, another researcher would get the opposite
result. Lyon and colleagues identified that the key problem
in obtaining replicability was that researchers were studying
different samples of children. Lyon established detailed
sampling requirements for the research and increased scientific
rigor in other areas. Consequently, the NICHD research program
has produced a growing body of highly replicable findings
in the area of early reading acquisition and reading disabilities
that have been reported in over 2,000 refereed journal articles
since 1965.
How the NICHD Research Program is Different
To appreciate fully the significance of the NICHD findings
it helps to understand the level of scientific rigor used
to guide the formation of conclusions from the research.
Reid Lyon coordinates the parallel investigation of similar
questions across several NICHD research centers. Under Lyon's
leadership, the researchers determine that the questions
have been answered only when the findings replicate across
researchers and settings. Findings with a high degree of
replicability are finally considered incontrovertible findings
and then form the basis for additional research questions.
Funding is awarded the research centers through a competitive
peer review process. A panel of researchers who are not
competing for the research funds award the funds after evaluating
competing proposals according to specific criteria. Each
research study within the NICHD network must follow the
most rigorous scientific procedures.
True scientific model. The NICHD studies do not embrace
any a priori theory, but test all theories against one another
at different points in time. In a true scientific paradigm,
theories are tested by doing everything to try to prove
the theory incorrect. This contrasts with the usual nature
of research in education, where untested hypotheses are
often presented as proved theories before any testing has
occurred.
Long-term duration. The average length of
a study has been 8 years, ranging in length from 3 years
to 31 years. In these longitudinal studies, the growth of
children from preschool through adulthood has been evaluated.
Currently, several large-scale, 5-year longitudinal treatment
intervention studies are underway. This longer-term design
allows evaluation of the effects of different instructional
variables on later reading performance.
Sampling procedures. The sampling procedures
ensure that all subgroups in the population (all ethnic
groups, a full range of IQ levels, and so on) are included
in sufficient numbers to provide a window to the population
as a whole and provide information regarding the relationship
of reading disabilities to other variability in individuals
such as IQ. To evaluate the relationship between IQ and
reading disabilities, for example, the research subjects
must proportionately sample different IQ bands. Most studies
involve around 200 subjects representing variation within
specified dimensions. Children who do not speak English
have been excluded from the NICHD research samples to this
point. After basic reading instruction issues have been
resolved for teaching children with some knowledge of English,
including bilingual children, the research questions will
turn to treatment for children who do not know English and
are beginning to learn it as a second language.
Researcher bias. Researcher bias is reduced
by the sheer number of people involved in the NICHD program.
For example, at only one NICHD-funded research center, the
one at Yale University, the following researchers are involved:
Jack Fletcher, David Francis, Rafael Kloorman, John Gore,
John Halahan, Robert Constable, Leonard Katz, Barbara Foorman,
Bonita Blachman, Dorothy Aram, Alvin Liberman, Ken Pugh,
Michael Studdert-Kennedy, Donald Shankweiler, Karla Stuebing,
Keith Stanovich, Linda Siegel, and Louisa Moats. In addition,
researchers at the different NICHD centers communicate frequently
regarding their findings, checking each other's data and
testing alternative explanations with additional studies.
Contrast with other educational research.
The NICHD research program differs from much of the earlier
research in its scientific rigor. Table 1 helps illustrate
the contrast by summarizing several studies that reported
conclusions that conflict with those of the NICHD. The studies
in Table 1 are laudable for attempting to evaluate competing
theories and were sometimes even two years in duration,
quite long as educational studies go. Yet the studies are
still too short in duration to evaluate the effects of the
different treatments on the children's actual ability to
read with understanding. In nearly all of the studies in
Table 1 the children never progressed far enough in their
reading to use a measure of independent reading comprehension
to evaluate their learning. The important question of how
different approaches to beginning reading instruction ultimately
impact authentic reading remains unanswered in these studies.
Many of the measures used to evaluate the children's learning
had no established validity as predictors of reading comprehension.
For example, children who used multiple cueing systems or
who said they valued understanding more than getting the
words right, were given higher scores in many of the studies
in Table 1. Whether or not this performance would correlate
with later reading performance was not established at the
time of the research.
With the NICHD research we now know that the values given
the responses on these measures should have been reversed.
What was considered desirable performance on miscue analyses
actually indicates a poor comprehender, rather than a good
comprehender. Children who are poor readers make greater
use of two of the three cueing systems, syntax and semantics
(context), than good readers. Good readers make greater
use of the graphophonic cueing system, as indicated by the
fact that they read fluently and accurately without rereading.
Readers who get words right are better comprehenders than
readers who guess using context to figure out words. Most
likely the children who scored highest on these measures
would become the poorest readers, based on NICHD studies
of good and poor readers.
Even when the skills measured do predict better reading
later, such as knowing the names of the letters, teaching
children these skills does not necessarily guarantee that
these children will be better readers later on. Though many
of the studies in Table 1 were over two years duration,
the time frame was still too short to see the nature of
the impact of the instruction on reading comprehension.
Table 1. Research supporting conclusions
that conflict with the NICHD research findings.
|
Date
|
Researchers
|
Population sampled
|
N in whole language group
|
N in skills-
based group
|
Duration
|
Reading comprehension measure included?
|
|
1985
|
Ribowsky
|
2 K classes in parochial school
|
26
|
27
|
1 yr
|
No
|
|
1989
|
Kasten, Clark, & Nations
|
2 Preschool & 2 K classes
|
54
|
66
|
1 yr
|
No
|
|
1990
|
Stice & Bertrand
|
At-risk 1st & 2nd graders in 10
classes
|
25 (5 from each class)
|
25 (5 from each class)
|
2 yrs
|
The SAT was administered, but no significant
difference found.
|
|
1991
|
Freppon
|
4 1st grade classes, wealthy,
white
|
12
|
12
|
4 mths
|
No
|
|
1993
|
McIntyre
|
1st grade, varied
|
1 (also 1 in Reading
Recovery)
|
1
|
2 yrs
|
No
|
|
1994
|
McIntyre & Freppon
|
low SES groups
|
3
|
3
|
2 yrs
|
No
|
|
1995
|
Dahl & Freppon
|
4 classes
|
12 focal Ss
21 on some measures
|
7 focal Ss
12 on some measures
|
8 mths
|
No
|
*N= number of subjects (Ss) in each treatment
group.
In contrast, the NICHD longitudinal treatment studies
now in progress are five years in duration and have already
used reading comprehension measures to evalute instructional
variables in the second year of the studies. In addition,
the sample sizes are much larger in the NICHD research studies.
For example, the kindergarten study by Foorman and her colleagues
(in press) involved 260 kindergarten children. Their first-
and second-grade study in eight Title I schools involved
375 subjects. Their special education study of children
in the lower 25% involved 113 children with reading disabilities.
The study of children in the lower 10% at the Florida Treatment
Center involved 180 children (Torgesen et al., in press).
The larger samples in the NICHD research included a full
range of IQ levels, ethnic groups, and included lower income
children. As Table 1 shows, the largest study reporting
contradictory conclusions included only 100 subjects. Most
of the studies involved much smaller samples.
Developing a New Understanding of Reading
Difficulties
Much of the recent NICHD research has focused on identifying
the nature of reading disabilities and the causes. Using
modern neuroimaging technology, medical researchers have
identified a unique signature on the brain scans of persons
with reading problems. These unique brain scans seem to
reflect an inability to work with phonemes in the language.
This lack of phonemic awareness seems to be a major obstacle
to reading acquisition. Children who are not phonemically
aware are not able to segment words and syllables into phonemes.
Consequently, they do not develop the ability to decode
single words accurately and fluently, an inability that
is the distinguishing characteristic of persons with reading
disabilities.
About 40% of the population have reading problems severe
enough to hinder their enjoyment of reading. These problems
are generally not developmental and do not diminish over
time, but persist into adulthood without appropriate intervention.
Because the percentage is so large, an arbitrary cutoff
point of 20% was selected for the purpose of labelling children
as disabled in basic reading skills. The difference between
a child who has a learning disability in reading and a child
who is simply a poor reader is only a difference in the
severity of the problem.
The most reliable indicator of a reading disability is
an inability to decode single words. Lyon (1994, 1995a)
suggests that the best way to determine if this inability
is "unexpected" is to compare the performance of a child
with that of other children his or her age and / or compare
reading ability to academic performance in other domains
(e.g., listening comprehension, verbal expression, mathematics,
written expression). The definition suggests that traditional
methods for identifying a reading disability, such as looking
for an IQ-achievement discrepancy, are not as reliable (Lyon,
1994; Lyon, 1995a).
Phonological processing is the primary ability area where
children with reading disabilities differ from other children.
It does not seem to matter whether the children have an
IQ-achievement discrepancy in reading or not. Phonological
processing encompasses at least three different components.
Each component and a sample assessment are described in
Table 2.
Table 2. Three important components of phonological processing
and sample assessments.
| Component Skill |
Assessment |
| Phonological awareness |
E.g., say cat without the /t/ sound. |
| Phonological recoding in lexical access (Rapid naming)
|
Name objects, letters, colors quickly. |
| Phonological recoding in working memory |
Repeat sentences, words, or digits accurately. |
Of these three major phonological processing skills, phonological
awareness appears to be the most prevalent linguistic deficit
in disabled readers.
Research on Treatment for Reading
Difficulties
What is Developmentally Appropriate?
Treatment intervention research has shown that appropriate
early direct instruction seems to be the best medicine for
reading problems. Reading is not developmental or natural,
but is learned. Reading disabilities reflect a persistent
deficit, rather than a developmental lag in linguistic (phonological)
skills and basic reading skills. Children who fall behind
at an early age (K and grade 1) fall further and further
behind over time. Longitudinal studies show that of the
children who are diagnosed as reading disabled in third
grade, 74% remain disabled in ninth grade (Fletcher, et
al., 1994; Shaywitz, Escobar, Shaywitz, Fletcher, & Makuch,
1992; Stanovich, 1986; Stanovich & Siegel, 1994). Adults
with reading problems exhibit the same characteristics that
are exhibited by children with reading problems.
These findings contradict the prevalent notion that children
will begin to learn to read when they are "ready." The
concept "developmentally appropriate" should not suggest
delaying intervention, but using appropriate instructional
strategies at an early ageespecially in kindergarten.
Although we now have the ability to identify children who
are at-risk for reading failure, and we now understand some
of the instructional conditions that must be considered
for teaching, the majority of reading disabilities are not
identified until the third grade.
Early Identification and Treatment
The best predictor in K or 1st grade of a future reading
disability in grade 3 is a combination of performance on
measures of phonemic awareness, rapid naming of letters,
numbers, and objects, and print awareness. Phonemic awareness
is the ability to segment words and syllables into constituent
sound units, or phonemes. Converging evidence from all the
research centers show that deficits in phonemic awareness
reflect the core deficit in reading disabilities. These
deficits are characterized by difficulties in segmenting
syllables and words into constituent sound units called
phonemesin short, there is a difficulty in turning
spelling into sounds.
Lack of phonemic awareness seems to be a major obstacle
for learning to read (Vellutino & Scanlon, 1987a; Wagner
& Torgeson, 1987). This is true for any language, even Chinese.
About 2 in 5 children have some level of difficulty with
phonemic awareness. For about 1 in 5 children phonemic awareness
does not develop or improve over time. These children never
catch up but fall further and further behind in reading
and in all academic subjects (Fletcher, et al., 1994; Shaywitz,
Escobar, Shaywitz, Fletcher, & Makuch, 1992; Stanovich,
1986; Stanovich & Siegel, 1994).
Instruction using the following types of phonemic awareness
tasks has had a positive effect on reading acquisition and
spelling for nonreaders: rhyming, auditorily discriminating
sounds that are different, blending spoken sounds into words,
word-to-word matching, isolating sounds in words, counting
phonemes, segmenting spoken words into sounds, deleting
sounds from words (Ball & Blachman, 1991; Byrne & Fielding-Barnsley,
1990; Cunningham, 1990; Foorman, Francis, Beeler, Winikates,
& Fletcher, in press; Lie, 1991; Lundberg, Frost, & Petersen,
1988; Vellutino & Scanlon, 1987b; Yopp, 1988).
Explicit instruction in how segmentation and blending
are involved in the reading process was superior to instruction
that did not explicitly teach the children to apply phonemic
awareness to reading (Cunningham, 1990). Kindergarten children
with explicit instruction in phonemic awareness did better
than a group of first graders who had no instruction, indicating
that this crucial preskill for reading can be taught at
least by age 5 and is not developmental (Cunningham, 1990).
In a study by Ball and Blachman (1991), 7 weeks of explicit
instruction in phonemic awareness combined with explicit
instruction in sound-spelling correspondences for kindergarten
children was more powerful than instruction in sound-spelling
correspondences alone and more powerful than language activities
in improving reading skills.
In a study by Foorman, Francis, Beerly, Winikates, & Fletcher
(in press), 260 children were randomly assigned to a revised
kindergarten curriculum (n=80) and a standard curriculum
(n=160) consisting of developmentally appropriate practices
described by the state of Texas' essential elements for
kindergarten. The revised curriculum sought to prevent reading
disabilities by teaching phonemic awareness for 15 minutes
a day using the Lundberg, Frost, and Petersen (1988) curriculum
from Sweden and Denmark. Children in the revised curriculum
made significant gains in phonemic awareness over the year.
Foorman et al. found that the greatest gains occurred when
the explicit instruction moved into teaching the sound-spelling
relationships concurrently with the instruction in phonemic
awareness.
Explicit, Systematic Instruction in Sound-spelling
Correspondences
Phonemic awareness alone is not sufficient for many children.
Explicit, systematic instruction in common sound-spelling
correspondences is also necessary (Adams, 1988; Ball & Blachman,
1991; Byrne & Fielding-Barnsley, 1990; Foorman et al., in
press; Mann, 1993; Rack, Snowling, & Olson, 1992; Snowling,
1991; Spector, 1995; Stanovich, 1986; Torgesen et al., in
press; Vellutino, 1991; Vellutino & Scanlon, 1987a). Foorman,
Francis, Novy, & Liberman (1991) found that more intensive
instruction in sound-spelling relationships during reading
(45 minutes per day) was more effective than less daily
instruction in sound-spelling relationships (sound-spelling
instruction occurring only during spelling and not during
reading).
Instruction in specific sound-spelling relationships was
more effective than a strategy for using analogous word
parts on transfer to new words and on standardized reading
measures (Lovett, Borden, DeLuca, Lacerenza, Benson, & Brackstone,
1994). Torgesen et al. (in press) also found that explicitly
teaching the sound-spelling relationships was superior to
teaching explicitly using word families and word analogies
and superior to an implicit approach.
Foorman, Francis, Beerly, Winikates, and Fletcher (in
press) found that explicit, systematic instruction in sound-spelling
relationships in the classroom was more effective in reducing
reading disabilities than a print-rich environment characterized
by interesting stories, even with children who had benefited
from phonemic awareness instruction in kindergarten.
"[Explicit, systematic instruction in sound-spelling
relationships] brought economically disadvantaged, low-achieving
first and second graders close to the national average in
reading on the Woodcock-Johnson-R, whereas whole language
instruction placed these [Title] 1 students near the 25th
percentile. Children scoring below the 25th percentile are
often identified as reading disabled under traditional diagnostic
criteria. These results suggest that [explicit, systematic
instruction] in sound-spelling patterns in first and second
grade classrooms can prevent reading difficulties in a population
of children at-risk of reading failure." (Foorman et al.,
in press)
Figure 1 graphically displays the effects on reading comprehension
for the three treatments Foorman et al. compared. The whole
language treatment offered children a print-rich environment
with interesting stories. The embedded phonics treatment
included a more structured approach to phonics in a print-rich
environment. The systematic, explicit phonic approach included
phonemic awareness instruction, explicit instruction in
sound-spelling relationships, and extensive practice in
decodable text. Details of the explicit, systematic approach
are described in the next section.

Foorman, Francis, Beeler, Winikates,
and Fletcher, in press
Foorman et al. (in press) also found that changing instruction
from whole language to explicit, systematic phonics at the
classroom level was more effective in reducing the occurrence
of reading problems than any of three types of one-on-one
tutorial programs that were evaluated. Foorman and her colleagues
concluded that in order to avoid reading failure, the focus
should be on prevention, not intervention.
"It was the classroom curriculum effect, not
the tutorial method effect that was significant. The tutorial
effect was not particularly strong, given the weak association
between growth in word reading and number of days in tutorial.
But at least the tutorial may have kept children from falling
further behind in reading. These curriculum effects have
important implications for urban school districts with large
numbers of students at risk for reading failure. The morbidity
of reading failure and subsequent placement in special education
can possibly be reduced with explicit, systematic phonics
in the alphabetic code during first grade." (p. 16)
Prediction From Context is not a Useful Strategy for Word
Recognition
Research quite clearly shows that overemphasizing prediction
from context for word recognition can be counterproductive,
possibly delaying reading acquisition. Stanovich and Stanovich
(1995) recently summarized the research findings regarding
the predictability of authentic text:
"An emphasis on the role of contextual guessing
actually represents a classic case of mistaken analogy in
science and has been recognized as such for over a decade....It
is often incorrectly assumed that predicting upcoming words
in sentences is a relatively easy and highly accurate activity.
Actually, many different empirical studies have indicated
that naturalistic text is not that predictable. Alford (1980)
found that for a set of moderately long expository passages
of text, subjects needed an average of more than four guesses
to correctly anticipate upcoming words in the passage (the
method of scoring actually makes this a considerable underestimate).
Across a variety of subject populations and texts, a reader's
probability of predicting the next word in a passage is
usually between .20 and .35 (Aborn, Rubenstein, & Sterling,
1959; Gough, 1983; Miller & Coleman, 1967; Perfetti, Goldman,
& Hogaboam, 1979; Rubenstein & Aborn, 1958). Indeed, as
Gough (1983) has shown, the figure is highest for function
words, and is often quite low for the very words in the
passage that carry the most information content." (p. 90)
Stanovich and Stanovich (1995) also summarize the findings
regarding the role of context in reading acquisition. Of the
three cueing systems frequently mentioned in reading (semantic,
syntactic, and graphophonemic cues), the semantic and syntactic
cueing systems seem to play a minor role. Recent eye movement
research indicates that good readers do not sample the text
and predict to recognize words efficiently, but rather see
every single letter on the page.
"The key error of the whole language movement
is the assumption that contextual dependency is always associated
with good reading. In fact, the word recognition skills
of the good reader are so rapid, automatic, and efficient
that the skilled reader need not rely on contextual information.
In fact, it is poor readers who guess from context-out of
necessity because their decoding skillls are so weak." (p.
92)
In the NICHD intervention studies (Foorman et al., in press;
Torgesen et al., in press) teaching children to use context
and prediction as strategies for word recognition resulted
in greater numbers of reading disabilities than instruction
that taught children to use their sound-spelling knowledge
as the primary strategy for word recognition.
Major Implications for Early
Reading Instruction
Below are the key principles of effective reading instruction
identified in the research along with concrete examples
of what these principles mean. These examples are taken
directly from the research studies. The research findings
indicate that to prevent reading problems classroom teachers
should do the following:
1. Begin teaching phonemic awareness directly at an
early age (kindergarten).
Children who are able to recognize individual sounds in
words are phonemically aware. Phonemic awareness can be
taught with listening and oral reproduction tasks similar
to those listed below. When concurrent instruction in sound-spelling
relationships occurs, growth in the development of phonemic
awareness seems to accelerate. Teachers should initiate
instruction in phonemic awareness before beginning instruction
in sound-spelling relationships and continue phonemic awareness
activities while teaching the sound-spelling relationships.
Examples of phonemic awareness tasks
- Phoneme deletion: What word would be left if
the /k/ sound were taken away from cat?
- Word to word matching: Do pen and pipe
begin with the same sound?
- Blending: What word would we have if you put
these sounds together: /s/, /a/, /t/?
- Sound isolation: What is the first sound in
rose?
- Phoneme segmentation: What sounds do you hear
in the word hot?
- Phoneme counting: How many sounds do you hear
in the word cake?
- Deleting phonemes: What sound do you hear in
meat that is missing in eat?
- Odd word out: What word starts with a different
sound: bag, nine, beach, bike?
- Sound to word matching: Is there a /k/ in bike?
Stanovich, 1994 |
There is little correlation between developmental stages
and phonemic awareness. Every school child is ready for
some phonemic instruction. In fact, if the children who
fall behind do not begin receiving explicit teacher-initiated
instruction, they are very likely to continue falling further
and further behind. Phonemic awareness and other important
reading skills are learned and do not develop naturally.
The earliest direct interventions have been initiated in
kindergarten with very positive results. How preschoolers
respond to instruction is a question currently under investigation.
2. Teach each sound-spelling correspondence explicitly.
Not all phonic instructional methods are equally effective.
Telling the children explicitly what single sound a given
letter or letter combination makes is more effective in
preventing reading problems than encouraging the child to
figure out the sounds for the letters by giving clues. Many
children have difficulty figuring out the individual sound-spelling
correspondences if they hear them only in the context of
words and word parts. Phonemes must be separated from words
for instruction.
Explicit instruction means that a phoneme is isolated
for the children. For example, the teacher shows the children
the letter m and says, "This letter says /mmm/."
In this way a new phoneme is introduced. A new phoneme and
other phonemes the children have learned should be briefly
practiced each day, not in the context of words, but in
isolation. These practice sessions need only be about 5
minutes long. The rest of the lesson involves using these
same phonemes in the context of words and stories that are
composed of only the letter-phoneme relationships the children
know at that point.
3. Teach frequent, highly regular sound-spelling relationships
systematically.
Only a few sound-spelling relationships are necessary to
read. The most effective instructional programs teach children
to read successfully with only 40 to 50 sound-spelling relationships.
(Writing can require a few more, about 70 sound-spelling
relationships.) The chart below is not taken from any particular
program but represents the 48 most regular letter-phoneme
relationships. (The given sounds for each of the letters
and letter groups are either the most frequent sound or
occur at least 75% of the time.)
The 48 most regular sound-letter relationships
|
a
|
as in fat
|
g
|
as in goat
|
v
|
|
|
m
|
|
l
|
|
e
|
|
|
t
|
|
h
|
|
u-e
|
as in use
|
|
s
|
|
u
|
|
p
|
|
|
i
|
as in sit
|
c
|
as in cat
|
w
|
"woo" as in well
|
|
f
|
|
b
|
|
j
|
|
|
a-e
|
as in cake
|
n
|
|
i-e
|
as in pipe
|
|
d
|
|
k
|
|
y
|
"yee" as in yuk
|
|
r
|
|
o-e
|
as in pole
|
z
|
|
|
ch
|
as in chip
|
ou
|
as in cloud
|
kn
|
as in know
|
|
ea
|
beat
|
oy
|
toy
|
oa
|
boat
|
|
ee
|
need
|
ph
|
phone
|
oi
|
boil
|
|
er
|
fern
|
qu
|
quick
|
ai
|
maid
|
|
ay
|
hay
|
sh
|
shop
|
ar
|
car
|
|
igh
|
high
|
th
|
thank
|
au
|
haul
|
|
ew
|
shrewd
|
ir
|
first
|
aw
|
lawn
|
To teach systematically means to coordinate the introduction
of the sound-spellings with the material the children are
asked to read. The words and stories the children read are
composed of only the sound-spelling relationships the children
have learned, so all the children must be taught using the
same sequence. The order of the introduction of sound-spelling
relationships should be planned to allow reading material
composed of meaningful words and stories as soon as possible.
For example, if the first three sound-spelling relationships
the children learn are a, b, c, the only real word the children
could read would be cab. However, if the first three sound-spelling
relationships were m,a,s, the children could read am,
Sam, mass, ma'am.
4. Show children exactly how to sound out words.
After children have learned two or three sound-spelling
correspondences, begin teaching them how to blend the sounds
into words. Show them how to move sequentially from left
to right through spellings as they "sound out," or say the
sound for each spelling. Practice blending words composed
of only the sound-spelling relationships the children have
learned every day.
5. Use connected, decodable text for children to practice
the sound-spelling relationships they learn.
The findings of the NICHD research emphasize that children
need extensive practice applying their knowledge of sound-spelling
relationships to the task of reading as they are learning
them. This integration of phonics and reading can only occur
with the use of decodable text. Decodable text is composed
of words that use the sound-spelling correspondences the
children have learned to that point and a limited number
of sight words that have been systematically taught.
As the children learn more sound-spelling correspondences,
the texts become more sophisticated in meaning, but initially
they are very limited. Only decodable text provides children
the opportunity to practice their new knowledge of sound-letter
relationships in the context of connected reading.
Texts that are less decodable do not allow the integration
of the phonological knowledge the children gain with actual
reading. For example, the first sentence children read in
a meaning-based program that added an unintegrated phonic
component was: "The dog is up." The sound-letter relationships
the children had learned up to this point were: d, m, s,
r, and t. This is how much of the sentence the children
could read by applying what they had learned in the phonic
component: "--- d-- -- --. In this case, it is impossible
for the children to use their phonics knowledge to read.
Here is a different example: "Sam sees a big fist." The
sounds the children have learned to this point are: a, s,
m, b, t, ee, f, g, and i. This is how much of the sentence
the children can read using the sound-spelling relationships
they have learned: "Sam sees a big fist." This sentence
is 100% decodable. Here the children can apply the sound-spelling
relationships they have learned to their reading of this
sentence, so the phonics component is integrated into the
child's real reading. Only decodable text provides children
a context for using their new knowledge of sound-spelling
relationships in the context of real reading.
Text that is less decodable requires the children to use
prediction or context to figure out words. Much research
has evaluated the effectiveness of prediction as a strategy
for word recognition. Though prediction is valuable in comprehension
for predicting the next event or predicting an outcome,
the research indicates that it is not useful in word recognition.
The following passage is a sample of authentic text (from
Jack London). The parts of the text that are omitted are
the parts that a child was unable to decode accurately.
The child was able to decode approximately 80% of the text.
If prediction is a useful strategy, a good reader should
be able to read this easily with understanding:
He had never seen dogs fight as these w__ish
c___ f___t, and his first ex_______ t_____t him an unf______able
l____n. It is true, it was a vi____ ex_______, else he would
not have lived to pr_____it by it. Curly was the v_______.
They were camped near the log store, where she, in her friend__
way, made ad______ to a husky dog the size of a full-______
wolf, th____ not half so large as _he. __ere was no w____ing,
only a leap in like a flash, a met____ clip of teeth, a
leap out equal__ swift, and Curly's face was ripped open
from eye to jaw.
It was the wolf manner of fight___, to st___ and leap away;
but there was more to it than this. Th__ or forty huskies
ran _o the spot and not com_____d that s_____t circle. But
did not com_____d that s______t in_______, not the e___
way with which they were licking their chops. Curly rushed
her ant________, who struck again and leaped aside. He met
her next rush with his chest, in a p_______ fash___ that
tum__ed her off her feet. She never re_____ed them. This
was __at the on_______ing huskies had w______ for.
The use of predictable text, rather than this authentic text,
might allow children to use prediction to figure out a passage.
However, this strategy would not transfer to real reading,
as the above passage demonstrates. Predictable text gives
children false success. While this false success may be motivating
for many children, ultimately they will not be successful
readers if they rely on text predictability to read.
6. The use of interesting stories to develop language
comprehension.
The use of interesting authentic stories to develop
language comprehension is not ruled out by this research.
Only the use of these stories as reading material for nonreaders
is ruled out. Any controlled connected text, whether it
is controlled for decodability or for vocabulary, will not
be able to provide entire coherent stories in the early
stages of reading acquisition. During this early stage of
reading acquisition, the children can still benefit from
stories that the teacher reads to them. These teacher-read
stories can play an important role in building the children's
oral language comprehension, which ultimately affects their
reading comprehension. These story-based activities should
be structured to build comprehension skills, not decoding
skills.
Balance, but don't mix. The sixth feature, using
real stories to develop comprehension, should be balanced
with the decoding instruction described in the first five
features. The comprehension instruction and the decoding
instruction are separate from each other while children
are learning to decode, but both types of instructional
activities should occur. In other words, comprehension and
decoding instruction should be balanced. A common misconception
regarding the balance that is called for by the research
is that the teacher should teach sound-spelling relationships
in the context of real stories. This mixture of decoding
and comprehension instruction in the same instructional
activity is clearly less effective, even when the decoding
instruction is fairly structured. The inferiority of instructional
activities with mixed goals (embedded phonics)had been demonstrated
in several studies (Foorman et al., in press; Foorman, Francis,
Novy, & Liberman, 1991; Torgesen et al., in press).
During the early stages of reading acquisition, children's
oral language comprehension level is much higher than their
reading comprehension level. The text material used to build
children's comprehension should be geared to their oral
language comprehension level. The material used to build
their decoding should be geared to their decoding skills,
with attention to meaning. Though decodable text can be
meaningful and engaging, it will not build children's comprehension
skills nor teach them new vocabulary to the extent that
might be needed. Comprehension strategies and new vocabulary
should be taught using orally presented stories and texts
that are more sophisticated than the early decodable text
the children read. The teacher should read this text to
the children and discuss the meaning with them. After the
children become fluent decoders, they can apply these comprehension
strategies to their own reading.
Other Important Research Questions
and Findings
The scope of the NICHD research program is much broader
than identifying effective methods for treating reading
difficulties. Some of these research questions and the findings
are briefly described below.
Research Question: Are there medical reasons to explain
why 20 to 40% of the population do not naturally develop
phonemic awareness?
Finding: Yes, sophisticated modern brain research using
neuroimaging and other technologies show a unique brain
signature for many, but not all, children without phonemic
awareness. This neuroimaging research is being conducted
at several NICHD sites, thus providing the opportunity for
replication.
Research Question: Are reading disabilities inherited?
Finding: Twin studies have found strong evidence for genetic
etiology of reading disability, with deficits in phonemic
awareness reflecting the greatest degree of heritability.
There is also behavioral genetic evidence for degrees of
heritability for letter processing.
Research Question: How does ADD relate to learning disabilities?
Finding: Disorders of attention and reading disabilities
often coexist, but the two disorders appear distinct and
separable with respect to the effects of attention-deficit
disorder (ADD) on cognitive tasks. For example, it has been
found that ADD children perform poorly on rote verbal learning
and memory tasks, but relatively well on naming and phonemic
awareness tasks. The converse appears to be the case for
children with reading disabilities.
Research Question: Are more boys than girls reading disabled?
Finding: Despite the widely held belief that boys are more
likely to have reading disabilities than girls, research
has shown that as many girls as boys have difficulties learning
to read. More boys are identified by teachers in school
because of their tendency to be more rowdy and active than
girls.
Future Directions
The NICHD research program has made a great deal of progress
in the investigation of reading disabilities. These findings
are potentially of great benefit to most children. However,
the work is not done and not all the issues are resolved.
There are still some children remaining with reading problems
in the most successful interventions described above. Future
research will investigate effective treatments for teaching
children who have no knowledge of English to read English.
The on-going longitudinal intervention studies sponsored
by the NICHD will be bringing important new knowledge to
the field in the continuing effort to make every child a
reader at an early age.
References
The NICHD Research Sites
|
Location
|
Director(s)
|
Affiliates
|
|
University of Colorado
|
John DeFreis
|
University of Denver, University of
California, Irvine,
Harvard University,
|
|
Bowman-Gray School of Medicine, North
Carolina
|
Frank Wood
|
|
|
Haskins Laboratories
|
Carol Fowler
|
|
|
Yale University
|
Bennett and Sally Shaywitz
|
Keith Stanovich's team at the Ontario
Institute for Studies in Education
|
|
University of Miami
|
Herbert Lubs
|
|
|
Beth Israel Hospital / Harvard University.
|
Albert Galburda
|
|
|
University of Houston
|
Jack Fletcher
|
|
|
University of Washington, Seattle
|
Virginia Berninger
|
|
|
Harvard University / The Children's
Hospital-Boston,
|
Deborah Waber
|
|
|
Johns Hopkins University
|
Martha Denckla
|
Vellutino and Scanlon's team at the
State University of New York
|
|
Florida State University
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Joseph Torgeson
|
|
|
University of Houston
|
Barbara Foorman
|
|
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Georgia State University
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Robin Morris
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Maureen Lovett's team at the University
of Toronto; Maryanne Wolfe's at Tufts University in
Boston
|
Within this context, scientists from NICHD and other scientists
as well as leaders from the National Center for Learning
Disabilities and the Orton Dyslexia Society Research Committee
collaborated to develop an improved definition of disabilities
in basic reading skills based on the most recent research
in the field. Characterizing the definition as a "working"
definition reflects the need to alter the definition in
light of continuing advances in research and clinical knowledge.
The working definition is as follows:
Dyslexia is one of several distinct learning
disabilities. It is a specific language-based disorder
of constitutional origin characterized by difficulties
in single word decoding, usually reflecting insufficient
phonological processing. These difficulties in single
word decoding are often unexpected in relation to age
and other cognitive and academic abilities; they are not
the result of generalized developmental disability or
sensory impairment. Dyslexia is manifest by variable difficulty
with different forms of language, often including, in
addition to problems with reading, a conspicuous problem
with acquiring proficiency in writing and spelling (The
Orton Dyslexia Society Research Committee, April, 1994).
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